Metanexus: Views 2001.12.03 5792 wordsWhat is embedded or embodied morality? As we try to become more in tune
with, more at home in, this world in which we find ourselves, do we become
increasingly guilty of committing the naturalistic fallacy, of converting
our comfortable "is" into an obligatory "ought"? Or do we come closer and
closer to a sure knowledge of ourselves, and thus of what is right and wrong
for ourselves? How natural are our natural reactions? Moreover, how
enculturated are they? As Pascal observes in his Pensees: "I am much afraid
that nature is itself only a first custom [culture], as custom [culture] is
a second nature." So, how do we determine morality on the basis of a nature
that is nothing but a kind of sub- or unconscious culture?
In today's column, Heather Looy, associate professor of psychology at The
King's University College in Alberta, Canada, explores the role that disgust
plays both naturally and culturally in our understanding of morality. As she observes in the abstract to her paper:
"Theologically, the Judeo-Christian tradition uses disgust and related
concepts of abomination and impurity in conjunction with moral codes
designed to preserve communal identity as the people of God. Psychosocial
research reveals disgust as a universal emotion that enables evaluation and
regulation of one class of moral behaviors, and serves to express and
preserve cultural identity. Neurobiology is beginning to trace the neural
circuitry involved in disgust and morality, suggesting emotions are the
basis for moral judgement, and revealing intriguing relationships between
disgust, morality, and other aspects of the psyche."
But if emotion, and not reason, is the basis for human morality, is the
naturalistic fallacy that fallacious after all? What roles do emotion and
reason play in the instantiating of morality as disgust? Read on to explore
some of the possible answers to these questions. Also, a list of references
as well as notes and the paper's abstract are to be found at the end of the
column.
As previously mentioned, Heather Looy is an associate professor of
psychology at The King's University College, a Christian liberal arts
college in Edmonton, Alberta, Canada. She received her Ph.D. in 1991 from
McMaster University in Hamilton, Ontario. She teaches courses in brain and
behavior, evolution, genes and behavior, perception, cognition, learning and
memory, and research methods. She is a biopsychologist by training and her
theoretical and empirical research interests reflect her passion for
questions about human embodiment and embeddedness in creation, for finding
interconnections across subdisciplines and disciplines; and for integrating
questions of faith and psychological science. They include the
biopsychology and evolutionary psychology of sexuality and gender (sexual
orientation, intersexuality); food preferences, disgust, and culture;
biology and human nature; and ecopsychology.
--Stacey E. Ake
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Subject: Disgust, Morality, and Human Identity: A Neurobiological,
Psychosocial and Theological Investigation
From: Heather Looy
Email: <hlooy@KingsU.ab.ca>
Introduction
Humans are universally moral beings. We have the capacity, tendency, and
motivation to evaluate objects, events, and behaviors as good or bad. The
specific applications of this moral sensibility, however, vary across
historical, cultural, and religious locations. In our efforts to resolve
the dilemmas that occur as diverse moral frameworks increasingly conflict in
our shrinking world, scholars seek a deeper understanding of the sources,
functions, and nature of human morality. That this task has borne limited
fruit attests both to the fact that morality is a broad-ranging, enormously
complex phenomenon, and that questions of human morality touch on our most
basic beliefs about the world.
Scholars not surprisingly contribute different worldviews and disciplinary
allegiances to their understanding of morality. For example, some
understand morality as evolved neurobiological processes manifested in
psychobehavioral adaptations that ultimately serve the interests of our
genes. Others view morality as sociocultural constructions that contribute
to social stability but are infinitely flexible, unconstrained by
evolutionary biology, neural organization, or transcendent truth. Still
others argue that morality is a property of a disembodied human rationality,
perhaps in correct relationship with a nonmaterial divinity who determines
and communicates moral laws.
This admittedly oversimplified list reveals the diversity of perspectives on
human morality. Each involves an unnecessary degree of reductionism and
simplification. It is the complexity of morality that we most urgently
need to acknowledge and examine as we struggle to understand and
appropriately respond to events such as the terrorist attacks on the U.S. in
September, 2001. There is tremendous potential to enrich and transform our
understanding of human morality through interdisciplinary investigations,
based on a view of human nature as a multidimensional unity (see Anderson,
1998; Brown, 1998; Jeeves, 1997, pp. 98-126), that includes real,
irreducible, and mutually interdependent spiritual, relational, emotional,
rational, and physiological facets.
To illustrate this vision with a relatively simple example, I begin with the
emotion of disgust. [1] Disgust is deeply rooted in our bodies, both
viscerally and neurally, and therefore reflects our embodiment and
evolutionary history. Disgust is a "moral emotion", involving evaluation of
rightness or wrongness. Human relationality is expressed by the fact that
the triggers of disgust are learned in community, and play a crucial role in
cultural identity. Finally, many disgust triggers are linked explicitly to
divine expectations, reflecting human spirituality. We cannot understand
the nature and meaning of disgust and its role in human morality without
taking seriously all of these dimensions.
A systematic study of disgust from multiple perspectives would enrich our
understanding of human morality as simultaneously embodied, cultural, and
spiritual. It further provides a model for scholars to explore the roles of
other emotional, perceptual, cognitive and neural processes involved in
human morality. This essay is an initial attempt to identify the major
issues, questions, and contributions that theology, the social sciences, and
neurobiology have to offer this enterprise, and an invitation to scholars
with expertise in these fields to respond.
Embodied morality: Natural moral law
For the purposes of this paper, I define morality, or "moral sensibility",
as the universal human capacity and motivation to evaluate objects, events
and behaviors as good or bad, right or wrong. In theology, the concept of
"natural moral law" refers to the belief that this universal human capacity
is innately embedded in human nature. Aristotle argued that everything has
a telos, or final purpose, and any action that moves something toward its
final purpose is "good". Medieval theologians, particularly Thomas Aquinas,
drew on this idea to argue that God placed laws into creation that, if
obeyed, would lead humans to their highest good or final purpose. The
Hebrew and Christian scriptures speak of God's law being written on people's
hearts (e.g., Jeremiah 31:33, Romans 2:14-15, Hebrews 8:10; 10:15). The
concepts of "common grace" and "general revelation" also capture the idea
that God has placed within humankind the capacity to discern right from
wrong and a general agreement about what is right and wrong. Natural moral
law differs from other laws of nature in that, while humans have the
capacity to discern and obey them, we are not compelled, but have the
freedom to disobey them (Lewis, 1942).
This concept of natural moral law is controversial, at least in the
Christian tradition. The notion that God writes this knowledge on people's
hearts can be interpreted as an innate moral wisdom available to everyone by
virtue of their humanity (e.g., Lewis, 1942), but can also be understood as
something that occurs only when a person joins the community of believers
(McKenna, 1997). Further, if people naturally know what is good, and have
the capacity and motivation to act in ways that promote the good, then we
might expect more widespread agreement on moral laws and less difficulty in
obeying them. We must also avoid the naturalistic fallacy, the belief that
what is natural is how things ought to be: natural = good.
Nevertheless, the idea of an innate natural moral law is consistent with a
multidimensional view of human nature, with the belief that morality is
reflected not solely spiritually, but as an embodied and psychologically
experienced phenomenon. This allows us to explore the implications of
evolutionary theory, neurobiology, and psychology for human morality,
without marginalizing its real spiritual aspect, and without necessarily
accepting the philosophical naturalism that frequently imbues these fields.
Even within faith traditions, we find morality expressed in sociocultural
and emotional terms. For example, the Hebrew scriptures claim that God's
moral law is given to a particular community for particular purposes,
including a strong sense of communal identity and purpose. Further,
obedience to those laws is explicitly linked to emotional states, in
particular, disgust (Kekes, 1992; Stout, 1988, pp. 145-162). In Leviticus,
violations of Hebrew laws are frequently described as abominations, which
are by definition objects of disgust (e.g. Leviticus 11:13, 18). The Hebrew
prophets called acts of disobedience abominations in God's sight (e.g.,
Isaiah, Jeremiah, Ezekiel, Amos). The psalms speak of the faithless as
disgusting (Psalm 119:158), and the Christian scriptures speak of God
spitting out the weakly committed, a classic disgust reaction (Revelation
3:16).
Embedded morality: Morality and cultural identity
But what is disgust? What role does it play in enabling us to evaluate and
regulate behavior in terms of moral categories, and what does it tell us
about the function of morality in human life? To answer this question, we
first need a sketch of morality from a psychosocial perspective.
Morality appears to be uniquely human (although see Flack & deWaal, 2000;
but also Kagan, 2000). Culture is also uniquely human, and highly varied.
This variation includes the application of moral sensibility; that is, how
objects, events, and behaviors are evaluated. These cross-cultural
differences support the suggestion that one function of morality is to
establish and maintain cultural identity. That is, "we" do this, eat that,
and shun those, unlike "them". This helps us know who we are, our place and
purpose in the order of things (Douglas, 1966).
Of course, morality addresses much more than those behaviors concerned with
cultural identity and purity. Shweder, Much, Mahapatra and Park (1997)
propose that we classify moral codes as reflecting autonomy, community, or
divinity. When we morally evaluate, the criteria we use draw primarily upon
one of these three categories. Autonomy emphasizes individual rights and
preferences, while Community focuses on one's social role and the importance
of sustaining social systems and institutions. These are relevant and
important dimensions of human morality, but for present purposes I will
focus on the category of Divinity. When we engage in moral evaluation using
the criteria of Divinity we address personal purity (physical and
spiritual), cultural identity, divine expectations, and natural law, sin,
and defilement. This bears obvious connections to the theological concept
of natural moral law.
The divinity code has been explored by several social scientists, among them
anthropologists (Douglas, 1966; Shweder et al., 1997) and psychologists
(e.g., Rozin, Lowery, Imada & Haidt, 1999). It also appears in
philosophical and theological discourse on ethics (e.g., Kekes, 1992; Stout,
1988). These scholars have convincingly established the existence of a
divinity-based moral code, present to some degree in (presumably) all human
cultures.
Embedded morality: Disgust in psychosocial perspective
Social scientists have also examined the psychological foundations of human
morality. While some scholars have focused on the rational cognitive
processes involved in moral reasoning (Gilligan, 1982; Kohlberg, 1971), more
recently others have argued that human morality is based primarily on
emotions (Haidt, Koller & Dias, 1993; Rozin et al., 1999). Cross-cultural
studies suggest that moral evaluations are best predicted by emotional
responses, a "gut reaction" which is then justified rationally (Haidt et
al., 1993). Emotions can also act as powerful regulators of our own
behavior. Imagine behaving in an activity you find disgusting, such as
eating pork if you are Jewish or a "moral vegetarian", a homoerotic act or
even drinking alcohol if you are a particular subtype of Christian. Your
disgust significantly reduces the likelihood that you will engage in such
acts.
The emotions associated with moral violations include guilt, shame, fear,
anger, and contempt, but disgust has generated the most recent interest
(Haidt, Rozin, McCauley & Imada, 1997; Rozin, Markwith & Stoess, 1997).
Disgust has been explicitly linked to the divinity code: moral violations
that involve desecration, certain sins, or acts that disrupt the perceived
natural order of things tend to elicit disgust (Rozin et al., 1999; Rozin et
al., 1997). These include, for North Americans, eating human flesh, seeing
an eviscerated dead body, engaging in an incestuous relationship, spitting
upon another person, or eating insects (Rozin & Fallon, 1987; Wood & Looy,
2000).1 Globally, disgust triggers fall into one of three categories: body
envelope violations, sex taboos, and food taboos (Rozin & Fallon, 1987).
Disgust is one of six basic human emotions (Ekman, 1992). It is universally
experienced as a visceral rejection, even nausea, and is universally
recognized through its distinctive facial expression (Rozin, Lowery & Ebert,
1994; Steiner, 1979). It has roots in an innate rejection of bitter tastes,
evident in other mammals and in human neonates (Steiner, 1979). This innate
response has obvious survival benefits, since bitter-tasting substances are
less likely to be nutritious and more likely to bear toxins than
sweet-tasting substances. However in humans this "emotion of rejection"
becomes highly elaborated, extending far beyond physical survival. Haidt et
al. (1997) argue persuasively that the triggers of disgust are things that
remind us forcibly of the animalness of our nature, and therefore of our
"impurity" and degradation (Haidt et al., 1997). Disgust, therefore, "is
best understood as the guardian of the temple of the body" (Haidt et al.,
1997, p.114; see also Miller, 1997).
Triggers of disgust are both learned and context-dependent. Young children
express disgust solely to bitter tastes, yet by 8 to 12 years of age, they
have adopted the full array of adult disgust triggers in their particular
culture. They also learn that disgust triggers are defined by their
context. For example, while normally contact with feces makes one impure,
the act of caring for a young infant both renders the feces somewhat less
disgusting and, more importantly, releases the caregiver from moral
condemnation for the contact. Further, disgusting acts performed under
coercion confer less impurity than if one is perceived as having a choice.
Why do we so consistently and unfailingly socialize our children to reject
certain objects, events, and behaviors, in particular contexts? Perhaps the
purpose is to create and preserve cultural identity. This is seen very
clearly with food. There is a vast array of edible, nourishing substances
available to every cultural group, yet without exception, a given culture
will accept only a limited subset. People who eat substances rejected by a
particular culture are either confirmed as outsiders, or at least viewed as
deviant. For example, the English once scorned the French for eating frogs
and snails, and North Americans think anyone who voluntarily eats insects
must be "primitive, barbaric, or desperate" (Forsyth, 1994, p.63). Notice
that these are moral evaluations: particular foods are morally good or bad,
and confer this quality to the people who eat them. Disgust acts as a
signal that eating this particular food is morally wrong.
Thus disgust enables one to maintain cultural identity and purity by
effectively avoiding or rejecting anything that might threaten it. Disgust
keeps one accepted within the community, and recognizable as one of "our
own". This sense of belonging is vital for human development and
psychological well being. The fact that feral children, developing apart
from human community, reportedly fail to show any disgust response is a case
in point (Malson, 1964; cited in Haidt et al., 1997).
Embodied morality: Disgust in the brain?
If indeed "core disgust" (Rozin & Fallon, 1987) is innate, and if humans
have throughout human evolutionary history elaborated this response in
communal contexts, then we should expect disgust to be manifested in
neurobiological systems, through natural selection. Is this the case? And
are the neurobiological aspects of disgust and of morality related in ways
that might illuminate their relationship?
Until recently, it was believed that human emotions involved a common neural
system (mainly the limbic system; LeDoux, 1996); however there is now
evidence that basic emotions involve separate neural systems (Phillips,
Young, Scott, et al., 1998; Sprengelmeyer, Rausch, Eysel & Przuntek, 1998).
This implies that the basic emotions evolved for different reasons and
possibly at different times in evolutionary history. However, evolutionary
psychology has not yet provided a specific and empirically supported account
for the emergence of disgust (Cosmides & Tooby, 2000; Nesse, 1990; but see
Darwin, 1965).
The neurobiological study of disgust has shown that facial expressions of
disgust appear to involve activation of the basal ganglia, particularly the
right anterior putamen and caudate nucleus, as well as the left anterior
insular cortex (Sprengelmeyer et al., 1998; Phillips, Young, Scott et al.,
1998; Phillips, Young, Senior, et al., 1997). These areas may also process
responses to auditory disgust stimuli such as sounds of retching (Calder,Keane, Manes et al., 2000). The experience of disgust may involve similar
regions (Calder et al., 2000; Sprengelmeyer, Young, Calder, et al., 1996),
as well as the lateral cerebellum and the occipitotemporal cortex (Lane,
Reiman, Ahern et al., 1997). These appear to be disgust-specific, instead
of more generally processing perceptual abilities or basic emotions.
The specific regions involved in disgust are suggestive. The fact that the
interior forebrain structures involved in disgust affect autonomic and
neuroendocrine processes is consistent with the experience of disgust as
literally a "gut" response. In primates, the anterior insula is the
gustatory cortex, involved in the perception and hedonic evaluation of
tastes and smells, in feeding and vomiting (Phillips et al., 1997). It also
may be involved in language perception (Phillips et al., 1998). This is
generally consistent with the observation that disgust in its unelaborated
form involves a visceral response to smells and tastes that have been
evaluated as unpleasant, and that visual and certain acoustic stimuli can
become secondary conditioned stimuli for those tastes and smells. The
caudate nucleus may be involved in stimulus-response learning (Sprengelmeyer
et al., 1996). Disgust, as noted earlier, is elaborated through experience
to be elicited by more complex events than unpleasant tastes and smells, and
behavioral psychologists have long established that emotional responses are
subject to simple and powerful stimulus-response conditioning processes.
Higher level integrative processing of all emotions involves several
cortical regions. Adolphs, Damasio, Tranel and Damasio (1996) showed that
recognition of facial expressions of emotion involves the right inferior
parietal cortex and the right infracalarine cortex. However, Sprengelmeyer
et al. (1998) showed that the left inferior frontal cortex is involved in
recognition of the facial expressions of emotions of disgust, fear and
anger. They suggest that "recognition of emotion is based on separate
neural pathways; it is hypothesized that these pathways project to the
inferior frontal cortex (Sprengelmeyer et al., 1998, p.1931). Lane et al.
(1997) report that the experience and recall of emotions involve activation
of the thalamus and medial prefrontal cortex, while Canli, Desmond, Zhao et
al. (1998) further suggest this function is lateralized to the right
hemisphere.
A close examination of these neurobiological studies of emotional perception
and experience, however, shows critical differences across studies in
methodology and sampling, and, while a few consistent observations are
reported, there are many inconsistencies. At present there is insufficient
data to confirm preliminary findings, and our limited understanding of
neurobiology renders interpretation difficult. Nevertheless, the fact that
the perception and experience of disgust are manifested in dedicated neural
circuits has been well established.
None of this research, however, addresses the question of whether disgust is
neurally linked with morality. To do that, we must first establish the
neural systems involved in morality, then trace connections between these
systems and those involved with disgust. Only recently has this question
been directly addressed, interestingly, by an interdisciplinary team led by
a philosopher. Researchers used fMRI to demonstrate that, when responding
to moral dilemmas, people show activation of brain regions involved in
emotional experience, including the medial frontal cortex, the posterior
cingulate and anterior gyri, and not in frontal cortical areas known to be
involved in judgement (Greene, Sommerville, Nystrom, et al., 2001). This
supports the psychological argument that moral evaluation is based primarily
on emotion, not reason, and lends credence to the need to examine more
closely the role of emotions in morality.
Morality and disgust in multidimensional, interdisciplinary perspective
Intriguing links emerge among these theological, psychosocial, and
neurobiological perspectives on disgust and morality, some of which I have
already alluded to. The psychological argument that disgust is the guardian
of the temple of the body (Haidt et al., 1997) finds echoes in the Levitical
laws that focus on uncleanness and impurity, and specify which foods, sex
acts, and body envelope violations are not acceptable in the Israelite
community. The concept of an innate moral law finds some support in
observations that moral sensibility and reasoning are affected by brain
damage, and that emotions themselves are both neurally embodied and the
basis of moral judgement (Greene et al., 2001). The role of emotions in
morality is also supported by psychosocial research that shows that
emotional responses are better predictors of moral judgements than rational
processes (Haidt et al., 1993), and that disgust emerges when someone comes
to believe that certain acts are moral violations (Rozin et al., 1997).
This brief review of the literature on disgust and morality leads me to the
following, very tentative, conclusions:
1. Natural moral law suggests that human morality is a universal, innate
property of human nature. Whether this moral sensibility has a divine originor is merely a function of natural selection acting on random variations is
at present a matter of worldview. However, its universality and inherent
lack of compulsion is certainly consistent with the beliefs of many
religious traditions that morality has a supernatural origin.
2. Morality is fundamentally expressed and controlled through emotions,
especially disgust.
3. Because disgust responses are elaborated in community, and serve to
maintain cultural identity, morality is a fundamentally relational, not
merely individual, characteristic of human nature. This implies that
morality cannot be understood in terms of abstract, absolute, rationally
derived principles, but is rooted in human relationship and emotional
connection.
4. If we are embodied unities (Jeeves, 1997), morality will be instantiated
in neural circuits in the brain. The emotional aspects of morality have
already been shown to be so embodied.
5. Since disgust and its role in morality is experientially elaborated, it
is predicted that the neural systems involved are dynamic, and should show
some plasticity over the lifespan.
Embodied morality: Directions for the future
There is obviously considerable theoretical and empirical work yet to be
done before we have anything near a complete understanding of disgust and
morality, let alone the relationships between other emotions and morality,
and ultimately a nuanced analysis of human morality in general. This essay
is, of necessity, an extremely sketchy review of general ideas and
connections. I highlight here just a few of the problems and questions that
need to be addressed.
First, as noted earlier, the concept of natural moral law, while helpful in
exposing interconnections among spiritual, psychological and neurobiological
aspects of morality, has its own problems. We run the risk of trivializing
the roles of faith traditions and communities when we argue that human
nature is inherently moral and has universal access to divine moral law.
Further, a Jewish colleague reminded me that the terms translated "disgust"
and "unclean" in Jewish tradition may not map directly onto the concept of
disgust presented here and developed further in Rozin and Haidt's work
(Samuel Spero, personal communication, June 5, 2001). A balanced and
nuanced articulation of natural moral law is needed before we can
appropriately relate it to other perspectives on disgust and morality.
Second, while disgust triggers seem "natural" to members of a particular
group, and we are rarely consciously aware of how disgust helps us to
maintain moral purity and cultural identity, on occasion people appeal to
disgust as a touchstone against which we ought to judge the morality of
particular things. For example, in response to an article on homosexuality
(Looy, 1995), I received anonymously a clipping with the following quote:
"...the feelings of disgust normal people feel upon hearing descriptions of
such things are normally strengthened by family, religion, and educational
influences, thereby preventing many people from succumbing to the temptation
to commit unnatural acts" (Anonymous, 1987). This approach reverses the
relationship between disgust and morality that has been articulated by
social scientists. Instead of coming to feel disgust for those things
deemed, on the basis of other criteria, morally threatening, disgust is used
as the basis for determining what is immoral. Is this an appropriate use of
disgust? The obvious cross-cultural diversity of disgust triggers, and the
fact that disgust responses must be learned strongly suggest the answer is
"no". However, if morality is innate, and if that innate morality includes
knowledge of divine moral "laws", and if disgust enables us to obey those
moral laws, then disgust might indeed be a signal for immorality, instead of
solely a response. This is a potentially dangerous argument that can be
refuted only through careful, systematic theoretical and empirical studies
of natural moral law and the role of disgust.
Therefore we need theologians and philosophers to further explore natural
moral law. They should also address some of the normative questions that
arise from this research: For example, in what ways might disgust distort
our moral sensibility? Ought disgust to be considered a "God-given" trait
that ideally plays a part in the development of our morality and identity in
particular historical and cultural contexts? Social scientists could
contribute to this enterprise by examining the function of disgust in moral
evaluations and its role in mediating individual well being and cultural
identity. Psychologists could trace the co-development of disgust with
moral evaluations and reasoning. Further, the neurobiological links among
moral evaluations, moral reasoning, emotional, rational, and perceptual
processes need much more extensive exploration, using techniques such as
imaging, brain lesion studies, event-related potentials (ERPs),
electroencephalography (EEG), and correlations among developmental
disorders, psychopathological conditions, and morality. Tracing the neural
systems involved will modify theological and social scientific theories
about disgust and morality, and provide some clues regarding their roots,
purpose, and embodied character. Inclusion of possible autonomic, endocrine
and immune involvement in disgust and morality would extend our
understanding of embodied morality beyond the brain and might identify
physiological consequences of particular patterns of moral responding.
Our understanding of disgust and morality is in its infancy, yet
technological advances in neurobiology, an increasing willingness to engage
in interdisciplinary dialogue, to take religion seriously as a dimension of
human nature and experience, and growing knowledge of cultural differences,
have created a climate within which a breakthrough in our understanding of
morality could soon occur. A key element, in my view, is a willingness to
consider a multidimensional and unified, rather than a simple
reductionistic, view of human nature (see Ashbrook, 1997; Brown, Murphy &
Maloney, 1998). I firmly believe that such interdisciplinary dialogue will
contribute substantively to a rich, nuanced picture of human morality that
does justice to its spiritual, relational, psychological, and physiological
dimensions and its experiential complexity.
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